CSI CSC2 Exam Dumps Questions

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August 24, 2025

CSI certification is a highly valuable and sought-after certification for IT professionals seeking to enhance their knowledge and expertise. CSC2 exam is specifically designed to validate the skills required to configure and maintain the CSI Certifications platform, which is widely used by businesses around the world. These CSC2 exam dumps questions are specifically designed to help you prepare for the exam by testing your knowledge and providing you with valuable insights into the types of questions that you will encounter. Test free CSI CSC2 exam questions below.

Page 1 of 6

1. Tom sold some bonds in his RRSP and used the total $100,000 in proceeds to buy a 75% guaranteed segregated fund. Three years later, Tom died. At the time of his death, the market value of the segregated fund was $700,000.

Assuming no interim withdrawal on market value reset, what is the death benefit payable from this investment?

$0,

$70,000

$30,000

$5, 000

2. A business trust would typically purchase the underlying company assets of which type of operation?

A. Senior housing

B. Restaurants

C. Industrial rentals

D. Shopping centres

3. What is a limitation of labour-sponsored venture capital corporations (LSVCCs)?

Investments are available at a maximum of $5,000 invested in any one year

Investments are subject to a 17.5% federal credit on an annual investment

Tax credits need to be repaid if shares are redeemed within eight years

Federal tax credits are available only if no provincial tax credit is available

4. What are examples of primary investment objectives?

Growth and preservation of capital

Tax minimization and safety of principal.

Marketability and growth of capital.

Marketability and tax minimization.

5. What is the main responsibility of the trustees of a mutual fund trust?

Portfolio trading and implementation of investment strategy.

Arranging cash distributions through dividend payments.

Day-to-day supervision of the investment portfolio.

Ensuring investments are in line with the fund's investment objectives.

6. TRU Fund portfolio manager decided to deviate from the portfolio long-term target asset mix in order to capitalize on investment opportunities in the domestic bond market.

What type of asset allocation is the TRU Fund portfolio manager using?

Strategic.

Tactical.

Timing.

Dynamic.

7. Companies W, X, Y, and Z ail issue preferred shares and have experienced the following conditions Over the last five years:

Based on the above, which company is most likely to experience an increase in the market price of its preferred shares?

Company

8. How can an analyst use trend analysis to analyze a company’s financial statements?

Computer the company’s current ratios with its ratios from prior years to determine a trend.

Review the company’s ratio over the past year, as they provide the best estimate of near-term performance and future trends.

Identity trends by selecting the lowest ratio for the base year, even if a loss is experienced, as it represents a good starting point for analyzing the growth in the ratios.

Analyze the ratios against companies in a wide a range of industries to see how the company is trending in the current economic cycle.

9. What is the measure of risk commonly applied to portfolio and to individual securities within that portfolio?

Beta

Standard Deviation.

Correlation.

Alpha

10. Which type of sell side equity revenue is earned when a dealer acts in the capacity of an agent in clients trade?

A. Fees

B. Spreads

C. Interest

D. Commission

Page 2 of 6

11. A shareholder receive rights from a company through direct ownership in shares. Not expecting to exercise them, she sells the right on the relevant exchange.

What is her capital gain?

The sale price of the rights.

The sales price less the exercise price of the rights.

The current price of the shares less the sale price of the rights.

The current share price less the exercise price of the rights.

12. What is most likely true of a portfolio that is managed from a value basis?

Portfolio turnover is high, so investors can expect to incur frequent capital gains

The portfolio will realize higher dividend yields than a growth equity portfolio

Stock selections tend to have a higher beta than those chosen by a growth manager

This portfolio style tends to perform best in up markets, with minimal gains in down markets

13. What happens if a company's dividend payout ratio exceeds 100%?

The company will be unable to repay its debts

Profits will be reduced

Shareholders' equity will be eroded

The share price will increase

14. What is the main pitfall of closet indexing for investors?

The portfolio does not closely resemble the benchmark index.

Investors must take greater risks due to a high portfolio beta.

passively management fund can be marketed as actively managed.

High portfolio turnover makes it unsuitable for taxable accounts

15. The Bank of Canada uses an operating band to help manage the oversight rate.

How wide is the operating Band?

A. 25 basis points

B. 75 basis points

C. 50 basis points

D. 100 basis points.

16. Which is a typical feature of investing in a listed private equity company?

Average levels of liquidity.

Access to a wide range of skills and large number of personnel.

Controls and limits on private equity management to protect existing investors.

Ability to act on legitimate insider information.

17. What is the key objective for investors in alternative strategy funds?

To match the performance of a reference index.

To maximize risk-adjusted returns.

To achieve absolute returns

To exceed the current rate of inflation.

18. Tracy invests $12,000 in a five-year PPN linked to the S&P/TSX 60, with a participation rate of 75% and a performance cap of 27%. On the issue date of the PPN, the index level was 825, and at the PPN's maturity, the level was 1,200.

How much will Tracy receive upon the PPN's maturity?

$14,813

$17,455

$16,091

$15,240

19. What is the difference between sinking funds and purchase funds concerning the redemption of bonds poor to maturity?

Sinking funds have mandated redemptions while purchase funds can redeem only upon certain market conditions.

Sinking funds can redeem bonds only if they trade below a stipulated price while purchase runes do not have such a requirement.

Sinking funds involve the issuer determining when bonds are redeemed while purchase funds Involve the investor determining when the bonds are redeemed.

Sinking funds can redeem fie bones any time while purchase funds follow a prearranged schedule.

20. What action must an investment advisor take when submitting a trade ticket for a short sale?

A. Verify the client can borrow the shares.

B. Mark the sell-order ticket as a short sate

C. Obtain minimum margin amount from client

D. Mark it as a margin order

Page 3 of 6

21. What is a characteristic of the FTSE Canada Universe Bond Index?

A. It measures the total price return on bonds including realized and unrealized gains

B. It represents a full cross-section of government and corporate bonds.

C. It Includes Canadian investment-grade bonds with a term to maturity of one year or less.

D. It is an equal-weighted bond Index with each bond representing the same weight within the index.

22. In Canada, which industries are categorized as defensive?

Baking and materials

Energy and materials.

Energy and utilities.

Banking and utilities.

23. What is one advantage of implementing indexing investing style?

Provides preferential tax treatment to distributions in the form of derive-based income.

Simple for investors to understand.

Offers opportunity to outperform the market at a low cost.

Suitable for short-term investing.

24. An advisor to explain the benefits of labour sponsored funds (LSVCC) to some of his clients.

With which client should the advisor have this discussion?

Client 2

Client 4

Client 1

Client 3

25. According to the Bank of Canada, approximately how many months does it take for the effect of changes in monetary policy to be felt through the whole economy?

26. Which fee is paid to mutual fund sales representatives by the mutual fund manager?

Redemption.

Trailer.

Operating.

Management.

27. An investor has the following separate stock transactions:

What is the investor's overall adjusted cost base per share? (Round two decimal points.)

$16.38

$15.72

$15.83

$15.95

28. 1.The following financial information is available for fund SKE:

What is SKE fund’s net asset value per share?

$9,90

$11, 90

$12,00

$10, 00

29. What is name of the procedure used to calculate the income deemed to have been earned by segregated fund contract holders?

Distribution.

Payout.

Allocation.

Redemption.

30. What is the objective of a relative value strategy?

To eliminate market risk by combining securities with perfect negative correlation

To assume a net long position by combining both long and short positions on a basket of securities

To exploit market price inefficiencies by simultaneously taking matched long and short positions

To take long positions in convertible bond securities paired with long positions in equities

Page 4 of 6

31. What might cause a company to have a high dividend payout rate?

Unstable earnings that allow a high payout

A company policy of buying back shares

Earnings based on resources that are being depleted

Stronger than expected earnings growth

32. If the manager believes the market is efficient, what investment strategy should they employ for a portfolio?

Momentum investing

Sector rotation

Growth investing

Buy-and-hold strategy

33. A portfolio manager at an investment firm is analyzing the behavior of stocks in various market conditions. They believe markets are efficient and that all public and non-public and non-public available information is fully reflected in current process.

How should the construct their investment portfolio?

Create a passive investment portfolio with exchange- traded funds.

Use both fundamental and technical analysis to add value to the portfolio.

Use technical analysis to review all past price movements and trends.

Actively buy and sell stocks in an attempt to beat the stock market’s average returns.

34. What is the reason for an individual to use an estate freeze?

Eliminate probate fees

Reduces asset price volatility

Transfer control of the assets.

Limit the tax liability for future growth

35. What type of risk were mortgage-backed securities designed to address?

A. Liquidity

B. Interest rate

C. Rollover

D. Prepayment

36. Where would the description d a company's fixed assets normally be found?

In the auditor report

In the annual report

In the notes to the financial statements

In the statement of financial position.

37. A bond with a duration of five is currently priced at $103. If Interest rates rise by 2%. approximately what win be me bond's price?

A. $108.15

B. $113.30

C. $97.85

D. $92.70

38. During which step of the financial planning process should an engagement be formalized with a professional service contract?

Implement recommendations.

Establish the client-advisor relationship.

Recommend strategies to meet goals.

Collect data and information.

39. For institutional trading, when does the investor need to provide trade-matching elements?

After the dealer issues a trade execution notice.

One the custodian confirms the trade.

With the initial order.

Once the trade clears.

40. Which investor right must be disclosed in a Fund Fact document?

A. Investors have the right to rescind the purchase if these is misrepresentation in the document.

B. Investors have a right to withdrawal from their purchase within 24 hours after confirmation of the purchase is received.

C. Investors can request a paper copy of the simplified prospectus for a small charge.

D. Investors have the right to act or claim damages without any limitation.

Page 5 of 6

41. Which factors tends to increase when inflation increases?

A. Corporation price-earnings multiples.

B. Labour costs for manufactures.

C. Common share prices.

D. Corporate bond prices.

42. What type of investment typically involves massive amounts of capital provided by a small number of investors?

Derivatives

Infrastructure

Bonds

Commodities

43. If a mutual fund is set up as a corporation, how much of income generated by the fund flows through directly to the shareholders?

100% of dividends

100% of interest

None

50% of capital gain

44. Pierre has been plotting the price behaviour of QLT using a 100-day moving average. The 100-day moving average line has been above the daily market price for several weeks. However, the price of QLT broke through the moving average line with heavy trading volume, and the moving average line is moving higher.

What action should Pierre take based on this information?

Buy put option on QLT shares

Sell QLT shares

Buy QLT shares

Sell call option on QLT shares

45. When a futures contract is entered into, who sets the minimum initial margin rate?

investment dealer

Buyer

Seller

Exchange

46. A fixed-rate bond was originally priced at $100 and paid $5 per year in interest. Currently, the bond is trading at $102.75.

What is the impact on the current yield of coupon of the bond as a result of the change in price?

A. The coupon is higher than 5%.

B. The current yield is higher man 5%.

C. The current yield is lower than 5%

D. The coupon is lower than 5%.

47. What risk exists for an investor unable to readily exit a position in an alternative investment near current prices?

Default.

Liquidity.

Trading.

Deal breakage.

48. The consumer price index was 125.9 in December of last year and 123.0 in December of the year before What was the inflation rate last year?

2.36%

2.30%

0.98%

1.02%

49. A young couple is looking to buy a house in the near future with a down payment.

What type of investment should they consider for their portfolio?

Corporate bonds

Stable bank Stocks

Diversified balanced portfolio.

Government Treasury bills

50. When considering management accounts, what is most accurate regarding model-based account management?

It is only intended for short-term use.

It requires solicitation.

It permits tax loss selling.

It requires client permission before executing trades.

Page 6 of 6

51. What industry stocks tend to have lower betas than the market?

A. Transportation

B. Capital goods

C. Utilities

D. Automobiles and components

52. When a company issues a number of common shares, some of which are held by institutional investors, what are the institutional investors' shares known as?

Market capitalization shares.

Outstanding shares.

issued shares

Public float shares.

53. What information is an investor unable to retrieve through the SEDAR+ website?

Interim financial statements.

Annual information form.

Annual report.

Registration information for dealers.

54. Which type of ETF is also referred to as smart beta ETF?

A. Rules-based

B. Standard

C. Synthetic

D. Index-based

55. A shareholder receives rights from a company through direct ownership in shares. Not expecting to exercise them, she sells the rights on the relevant exchange.

What is her capital gain?

The sale price less the exercise price of the rights.

The current share price less the exercise price of the rights.

The sale price of the rights.

The current price of the shares less the sale price of the rights.

56. Based on market capitalization. which sector of the SSP.'TSX Composite index has one of the highest weightings within the index?

Energy

Health care

Utilities

Information technology

57. For buy-side institutional investors, what is the purpose of algorithmic trading?

To consolidate a large number of individual trades into a single trade to reduce the market impact.

To optimize the order execution of small trades.

To optimize the order execution of a large block of shares by breaking it up into smaller trades.

To reduce overall trading order execution costs.

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