Pass CIFC Exam to Get IFSE Institute Certification

Category:

Comments:

Post Date:


The CIFC exam is hot, and passing it requires a deep understanding of IFSE Institute solutions. Practicing with IFSE Institute CIFC dumps questions can help you reinforce your knowledge and increase your chances of passing the exam. CIFC dumps are available to help you prepare for the CIFC exam. Using CIFC exam dumps questions is one effective way to supplement your study plan and increase your chances of success on exam day. Test free Investments & Banking CIFC exam dumps below.

Page 1 of 7

1. You have been researching Canadian equity mutual funds for a new client.

You come across the following information.





What can you conclude from this information?

2. Sonya meets with her client Elijah to review different investment approaches that could be offered to help him reach his financial goals. Part of that discussion included Sonya mentioning factors such as inflation, interest rates, and rates of return.

Which stage of the Strategic Investment Planning (SIP) process does this describe?

3. When comparing mutual funds, what information would help a Dealing Representative determine a suitable mutual fund for a client?

4. What areas are addressed in the Client Relationship Model (CRM) regulation?

5. Sagira is a Compliance Officer with WealthPath Investments Inc., a registered mutual fund dealer. Sagira routinely answers inquiries from the firm's Dealing Representatives and offers guidance.

Which of the following statements would Sagira likely agree is a permitted activity for Dealing Representatives to have with clients?

6. In which of the following situations would the client mobility exemption apply?

7. Exchange traded funds (ETFs) that track an index and index mutual funds have many similarities.

However, what is a major difference between these two products?

8. Ayan wants to make a registered retirement savings plan (RRSP) contribution and deduct it from his Year 1 income.

What is the deadline for this contribution (assume that it is NOT a leap year)?

9. Which statement about unused registered retirement savings plan (RRSP) contribution room is CORRECT?

10. Grant is a Dealing Representative with WealthPlus Securities Inc. Grant becomes a volunteer member of his local arena's Hockey Association and is appointed as the Association's new Treasurer.

Which of the following statements about Grant's appointment as Treasurer is CORRECT?


 

TAGS:

Subscribe
Notify of
guest
0 Comments
Oldest
Newest Most Voted
Inline Feedbacks
View all comments

Related

Posts